FINRA Proposes Fee Increases Starting in 2025
FINRA has detailed proposed changes to its fee structure alongside SEC approval of Private Funds regulatory updates. Broker-dealers should review the potential operational and cost impact.
ICS advises financial institutions navigating regulatory changes of this type. If your firm needs to assess the impact of this development on your compliance program, contact us to discuss.
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ICS Insights provides periodic regulatory commentary for financial institutions. Our analysis focuses on developments that materially affect compliance obligations across the institutions we serve.
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