by admin | Mar 18, 2024 | ICS Insights
ICS Insights The Amendments significantly increase the amount of information required to be included on Form PF ; SEC and CFTC Adopt Substantial Amendments to Form PF March 7, 2024 AUTHORSGabriel Acri | Benjamin B. Allensworth | Anne C. Choe | John F. Rupp The...
by admin | Mar 18, 2024 | ICS Insights
ICS Insights Beginning on January 1, 2024, many companies in the United States will have to report information about their beneficial owners. ; New Federal Reporting Requirement for Beneficial Ownership Information (BOI) Beginning on January 1, 2024, many companies in...
by admin | Mar 18, 2024 | ICS Insights
ICS Insights The SEC recently adopted new rules (the “Private Fund Rules”) that will require additional reporting requirements and impose restrictions on certain activities of investment advisers to private funds. ; The SEC recently adopted new rules (the “Private...
by admin | Sep 21, 2023 | ICS Insights
ICS Insights SEC Marketing Rule Enforcement: charges against nine registered investment advisers over hypothetical performance advertising ; On September 11, 2023, the U.S. Securities and Exchange Commission (SEC) announced settled charges against nine registered...
by admin | Sep 21, 2023 | ICS Insights
ICS Insights SEC Risk Alert to Investment Advisers: Assessing Risks, Scoping Examinations, and Requesting Documents ; On Sept. 6, 2023, the Securities and Exchange Commission’s Division of Examinations issued a Risk Alert detailing the Division’s examination selection...
