ICS Insights
Ya sea que sea un propietario de negocio, un profesional de cumplimiento o simplemente esté interesado en el tema, tenemos algo para usted.¡Bienvenido a ICS Insights! Aquí, compartimos publicaciones, noticias y liderazgo intelectual sobre todo lo relacionado con el cumplimiento internacional.
SEC Risk Alert to Investment Advisers: Assessing Risks, Scoping Examinations, and Requesting Documents
On Sept. 6, 2023, the Securities and Exchange Commission’s Division of Examinations issued a Risk Alert detailing the Division’s examination selection process for …
NEW PRIVATE FUNDS RULE
Yesterday, the SEC finally approved the proposed changes to the Private Funds regulations. Below you will find the official news release and an attachment with the Key Changes. Most of the changes/updates will become effective in 12 to 18 months;...